Company Profile

We're seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk Regulatory Control to manage the performance and the regulatory risk for the North America Regimes (CAT, CFTC, CSA, SEC). On a daily basis that team operates the controls with the global transaction reporting control framework; documents and investigates exceptions resulting from those controls; and mitigates those exceptions to the greatest extent possible. Ensure that these complex activities are well-documented ...

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. ...

Morgan Stanley is a global financial services firm that conducts its business through three principal business segments Institutional Securities, Wealth Management (WM), and Asset Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion ...

We re seeking someone to join our team as a Vice President in Legal and Compliance and be part of a team that focuses on the anti-money laundering and other financial crime related obligations associated with the Firm s Wealth Management (WM), Banks, and digital platform businesses. In the Legal Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm s management of legal, regulatory and franchise risk. This is a Vice President ...

Morgan Stanley is a global financial services firm that conducts its business through three principal business segments - Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion ...

We re seeking someone to join our team as a Vice President in Legal and Compliance and be part of a team that focuses on the anti-money laundering and other financial crime related obligations associated with the Firm s Wealth Management (WM), Banks, and digital platform businesses. In the Legal Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm s management of legal, regulatory and franchise risk. This is a Vice President ...